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1.7 Credit Concentration risk
1.7.1 Capital market exposure
Particulars 2020-21 2019-20
(i) direct investment in equity shares, convertible Nil Nil
Nil Nil
bonds, convertible debentures and units of equity
oriented mutual funds the corpus of which is not Nil Nil
exclusively invested in corporate debt; @ Nil Nil
(ii) advances against shares / bonds / debentures or Nil Nil
other securities or on clean basis to individuals for Nil Nil
investment in shares (including IPOs / ESOPs),
convertible bonds, convertible debentures, and units Nil Nil
of equity oriented mutual funds; Nil Nil
Nil Nil
(iii) advances for any other purposes where shares or Nil Nil
convertible bonds or convertible debentures or units Nil Nil
of equity oriented mutual funds are taken as primary
security;
(iv) advances for any other purposes to the extent
secured by the collateral security of shares or
convertible bonds or convertible debentures or
units of equity oriented mutual funds i.e. where the
primary security other than shares / convertible
bonds / convertible debentures / units of equity
oriented mutual funds `does not fully cover the
advances;
(v) secured and unsecured advances to stockbrokers
and guarantees issued on behalf of stockbrokers and
market makers;
(vi) loans sanctioned to corporates against the security
of shares / bonds / debentures or other securities or
on clean basis for meeting promoter’s contribution
to the equity of new companies in anticipation of
raising resources;
(vii) bridge loans to companies against expected equity
flows / issues;
(viii) underwriting commitments taken up by the AIFI
in respect of primary issue of shares or convertible
bonds or convertible debentures or units of equity
oriented mutual funds;
(ix) financing to stockbrokers for margin trading;
(x) all exposures to Venture Capital Funds (both
registered and unregistered)
Total Exposure to Capital Market
@ Bank’s exposure is in unlisted equity only amounting to ` 731.14 Cr
325(j) | Annual Report 2020-21
1.7.1 Capital market exposure
Particulars 2020-21 2019-20
(i) direct investment in equity shares, convertible Nil Nil
Nil Nil
bonds, convertible debentures and units of equity
oriented mutual funds the corpus of which is not Nil Nil
exclusively invested in corporate debt; @ Nil Nil
(ii) advances against shares / bonds / debentures or Nil Nil
other securities or on clean basis to individuals for Nil Nil
investment in shares (including IPOs / ESOPs),
convertible bonds, convertible debentures, and units Nil Nil
of equity oriented mutual funds; Nil Nil
Nil Nil
(iii) advances for any other purposes where shares or Nil Nil
convertible bonds or convertible debentures or units Nil Nil
of equity oriented mutual funds are taken as primary
security;
(iv) advances for any other purposes to the extent
secured by the collateral security of shares or
convertible bonds or convertible debentures or
units of equity oriented mutual funds i.e. where the
primary security other than shares / convertible
bonds / convertible debentures / units of equity
oriented mutual funds `does not fully cover the
advances;
(v) secured and unsecured advances to stockbrokers
and guarantees issued on behalf of stockbrokers and
market makers;
(vi) loans sanctioned to corporates against the security
of shares / bonds / debentures or other securities or
on clean basis for meeting promoter’s contribution
to the equity of new companies in anticipation of
raising resources;
(vii) bridge loans to companies against expected equity
flows / issues;
(viii) underwriting commitments taken up by the AIFI
in respect of primary issue of shares or convertible
bonds or convertible debentures or units of equity
oriented mutual funds;
(ix) financing to stockbrokers for margin trading;
(x) all exposures to Venture Capital Funds (both
registered and unregistered)
Total Exposure to Capital Market
@ Bank’s exposure is in unlisted equity only amounting to ` 731.14 Cr
325(j) | Annual Report 2020-21
